8-K
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 12, 2023

H&E Equipment Services, Inc.

(Exact name of registrant as specified in its charter)

Commission File Number: 000-51759

Delaware

81-0553291

(State or other jurisdiction of

(IRS Employer

incorporation)

Identification No.)

7500 Pecue Lane

Baton Rouge, LA 70809

(Address of principal executive offices, including zip code)

(225) 298-5200

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

Trading Symbol(s)

Name of Each Exchange on Which Registered

Common Stock, par value $0.01 per share

HEES

Nasdaq Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 


 

Item 5.07

Submission of Matters to a Vote of Security Holders

The 2023 Annual Meeting of Stockholders of the Company (the “Annual Meeting”) was held on May 12, 2023. Matters submitted to the stockholders and voted upon at the meeting, which are more fully described in the Company’s Proxy Statement and Additional Proxy Materials, which were filed with the Securities and Exchange Commission on March 30, 2023 and April 3, 2023, respectively, were (1) the election of eleven directors; (2) the ratification of the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023; (3) a non-binding advisory vote on Named Executive Officer compensation as disclosed in the Proxy Statement; and (4) a non-binding advisory vote on the frequency of future advisory votes on Named Executive Officer compensation.

Each of the director nominees set forth below was elected to hold office until his or her respective successor is duly elected and qualified or until his or her death, resignation or removal. Stockholders ratified the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023. Stockholders, in non-binding advisory votes, (1) approved the compensation of the Company’s Named Executive Officers as disclosed in the Company’s Proxy Statement and (2) recommended that the Company hold such votes on Named Executive Officer compensation on an annual basis, until the next non-binding advisory vote on the frequency of such votes on Named Executive Officer compensation.

The table below shows the votes cast for, against or withheld, as well as the number of abstentions and broker non-votes, as to each proposal, including a separate tabulation with respect to each nominee for director. There were no broker non-votes for the proposal regarding the ratification of the accounting firm.

(1)
Election of directors.

For

Withheld

Broker Non-Votes

John M. Engquist

28,063,157

 

1,704,699

3,663,658

Bradley W. Barber

28,277,285

 

1,490,571

3,663,658

Paul N. Arnold

27,697,026

 

2,070,830

3,663,658

Gary W. Bagley

28,035,675

 

1,732,181

3,663,658

Bruce C. Bruckmann

27,107,663

 

2,660,193

3,663,658

Patrick L. Edsell

28,091,533

 

1,676,323

3,663,658

Thomas J. Galligan III

28,023,863

 

1,743,993

3,663,658

Lawrence C. Karlson

27,066,525

 

2,701,331

3,663,658

Jacob Thomas

 

29,206,190

 

561,666

 

3,663,658

Mary P. Thompson

 

22,527,219

 

7,240,637

 

3,663,658

Suzanne H. Wood

 

29,626,460

 

141,396

 

3,663,658

(2)
Ratification of Appointment of BDO USA, LLP as independent registered public accounting firm for the year ending December 31, 2023.

For

Against

Abstain

33,328,386

 

80,784

 

22,344

(3)
Advisory vote on Named Executive Officer compensation as disclosed in the Proxy Statement.

For

Against

Abstain

Broker Non-Votes

25,788,532

 

3,930,641

 

48,683

 

3,663,658

(4)
Advisory vote on the frequency of future advisory votes on Named Executive Officer compensation.

Every

Year

Every Two Years

Every Three Years

 

Abstain

Broker Non-Votes

28,272,245

 

13,102

 

1,372,932

 

108,609

 

3,664,626

 

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: May 16, 2023

 

By:

/s/ Leslie S. Magee

 

 

 

Leslie S. Magee

Chief Financial Officer